Issuers: Monitoring of Issuers

To safeguard regulated market integrity and maintain investor trust, Ljubljana Stock Exchange monitors and checks:
  • Fulfilment of conditions for listing and trading for listed instruments, and
  • Issuers performance on their disclosure obligations regarding regulated, inside and other information. 

If Ljubljana Stock Exchange encounters faults, non-performance or irregularities, it may adopt the following measures:
  • Issuing a recommendation regarding good practice to the issuer;
  • Issuing a demand for clarification regarding non-compliance to the issuer;
  • Temporarily suspend trading or in extreme circumstances delist the issuer;
  • Notify Securities Market Agency with its findings.